Manuel B. Garcia

Manuel B. Garcia serves as the Senior Director for Educational Technology and Digital Learning at FEU Institute of Technology, Manila, Philippines. Read More

Contact Info

1607, FEU Tech Building,
P. Paredes St, Sampaloc,
Manila, Philippines
mbgarcia@feutech.edu.ph

Follow Me

Should You Broaden the Population When Direct Research Evidence Is Scarce?

Broadening the population can provide useful evidence when direct studies are scarce, but only if findings from the broader population remain meaningfully applicable to the target population. The decision depends on why the populations differ and whether those differences could change the answer.

824
Broadening the Population When Evidence Is Scarce Guide 824 of 899
01 · The Question

Should you include studies from a broader population when direct evidence is scarce?

Your research question concerns a specific population, but only a handful of studies have examined it directly. Meanwhile, many more studies exist in people who are similar, but not quite the same.

Should you use them?

This is one of the most consequential decisions in a sparse evidence synthesis. Broadening the population may give you considerably more evidence, but it also introduces an assumption: that findings observed in one population can reasonably inform conclusions about another.

The question is therefore not simply whether the broader studies are related. It is whether the differences between their participants and your target population could plausibly change the phenomenon, association, intervention effect, baseline risk, experience, or outcome that you are trying to understand.

02 · The Short Answer

Broaden the population only when the transfer is defensible

In Brief

You may broaden the population when direct evidence is scarce if there is a defensible reason to expect that evidence from the broader population can meaningfully inform the target population.

The broader population should not automatically be treated as equivalent to the target population. Examine the characteristics that differ, whether those characteristics could modify the findings, and how much indirectness the broader evidence introduces.

03 · What You Need to Know

Population broadening is really a question about applicability

Population is one of the core elements of a research question. In PICO-based evidence synthesis, it defines the people, participants, or population to whom the question applies. Cochrane guidance recommends defining population eligibility criteria broadly enough to encompass relevant diversity while remaining sufficiently narrow for the combined evidence to provide a meaningful answer.

When direct evidence is scarce, widening that boundary can be reasonable. But every expansion potentially changes the relationship between the evidence you have and the population you actually care about.

Start with the target population, not the available studies

Before deciding whether another population is close enough, define the target population clearly. Depending on the question, relevant characteristics might include age, condition or diagnosis, disease severity, comorbidities, socioeconomic circumstances, prior exposure, professional role, educational level, care setting, geography, or other contextual characteristics.

Not every characteristic deserves equal weight. The important characteristics are those that could plausibly affect the phenomenon or outcome under investigation.

Suppose your question concerns an intervention for older adults with a chronic condition, but most studies enrolled younger adults with the same condition. The age difference matters only insofar as it could alter factors relevant to the question, such as baseline risk, intervention response, adverse effects, adherence, or feasibility. GRADE treats differences between the population of interest and the populations actually studied as a potential source of indirectness.

Similarity is not the same as interchangeability

Two populations can appear similar while differing in a characteristic that materially affects the answer. Conversely, populations can differ in obvious demographic characteristics without those differences necessarily changing the finding of interest.

This is why population broadening should not be governed by labels alone. “Adults” and “older adults,” “university students” and “senior high school students,” or “patients with mild disease” and “patients with severe disease” tell you that populations differ. They do not, by themselves, tell you whether evidence can reasonably be transferred between them.

The substantive question is whether the difference is likely to matter for the relationship being investigated.

Population difference A characteristic of the studied population differs from the target population.
Population indirectness The difference creates meaningful uncertainty about whether the evidence applies to the target population.

Ask what could modify the finding

A useful way to judge population broadening is to identify plausible effect modifiers or other characteristics that could change the answer. The relevant modifiers depend entirely on the research question.

For an intervention review, these could include baseline risk, disease severity, age, previous treatment, comorbidities, setting, or biological characteristics. For educational research, prior knowledge, developmental stage, educational level, access to technology, instructional setting, or institutional context might matter. For qualitative evidence, cultural setting, professional role, lived experience, or organizational context may shape how a phenomenon is experienced.

The point is not to prove that two populations are identical. They rarely are. Instead, determine whether there is a credible reason to expect that the differences would materially change the conclusion.

Think in terms of a gradient of directness

Population relevance is rarely binary. Evidence may range from highly direct to increasingly indirect.

Evidence population Relationship to target population Interpretive implication
Matches the defining characteristics of the target population Direct or highly applicable Population-related concerns about indirectness may be minimal.
Differs in a characteristic unlikely to affect the finding Closely related Evidence may remain applicable if the assumption is justified.
Differs in a plausible effect modifier or important contextual characteristic Partly indirect Transfer requires greater caution and explicit justification.
Differs in several characteristics likely to affect the finding Substantially indirect Evidence may be useful for context but may not reliably answer the target question.

GRADE similarly conceptualizes indirectness as a mismatch between the target PICO and the PICO represented by the available evidence, rather than simply asking whether studies are “relevant” in a general sense.

Do not broaden simply because more studies become available

A common temptation is to compare two searches: the narrow population gives four studies, while the broader population gives forty. Forty feels methodologically safer.

That arithmetic can be misleading. Ten times as many studies do not necessarily provide ten times as much useful evidence for the original population. If the additional studies concern participants whose characteristics materially alter applicability, the review becomes larger while the answer to the original question remains uncertain.

This is the same principle that applies whenever only a few directly relevant studies exist: study count should not determine relevance.

You do not necessarily have to choose between including and excluding everything

Population broadening does not always require placing every population into one analytical group. A broader review can sometimes include multiple populations while keeping important groups separate during synthesis.

Cochrane distinguishes between the overall review PICO, the PICO for a particular synthesis, and the PICO actually represented in included studies. This permits a review to have reasonably broad scope while still organizing syntheses around meaningful population differences.

For example, you might include studies of adolescents and adults within the review but synthesize them separately if age could plausibly modify the effect. Alternatively, broader-population evidence might be discussed as supporting or contextual evidence rather than combined directly with the target population.

What you should avoid is allowing a broad eligibility criterion to erase a population distinction that matters scientifically.

Changes made after seeing the evidence require particular care

If the population was defined prospectively in a protocol, broadening it after discovering few eligible studies is a methodological amendment. That does not make the change automatically inappropriate, but it does make transparency important.

Cochrane guidance emphasizes prespecification of participant eligibility criteria and documentation of changes made during the review.

Explain what changed, why the original population definition proved unnecessarily restrictive or why indirect evidence became necessary, and how the additional population will be handled analytically. This allows readers to distinguish a reasoned methodological adjustment from a post-hoc attempt to obtain more studies.

Watch Out

Do not redefine the population after screening merely because the original evidence base looks disappointingly small. If the only rationale for broadening is “we needed more studies,” the methodological problem has not actually been solved.

04 · A Practical Example

What if evidence exists in adults but your question concerns adolescents?

Hypothetical Example

A digital intervention with very little adolescent evidence

Suppose you are reviewing a digital intervention intended to reduce a particular health-risk behavior among adolescents aged 13–17. Only three directly relevant studies meet your criteria. You find another twenty studies in adults aged 18–30 using broadly similar interventions.

Define the difference The additional evidence comes from a different developmental population. The question is not merely whether 17-year-olds and 18-year-olds are numerically close in age, but whether developmental, behavioral, social, or contextual differences could affect intervention engagement or outcomes.
Identify plausible modifiers You consider factors such as autonomy, parental involvement, peer influence, patterns of technology use, baseline behavior, and the settings in which the intervention is delivered.
Judge transferability If these factors could plausibly alter the intervention's effect, the adult studies cannot simply be treated as equivalent to adolescent studies. They may nevertheless provide indirect supporting evidence.
Choose the analytical role You retain the adolescent studies as the direct evidence and, if compatible with the review design, analyze or discuss the adult evidence separately rather than pooling all participants as though population differences were irrelevant.
Interpret accordingly The broader evidence may increase understanding of the intervention, but conclusions specifically about adolescents remain constrained by the small amount of direct adolescent evidence.

Notice what population broadening accomplished here. It provided additional information, but it did not make the evidence directly adolescent simply by placing it inside the same review.

05 · What Researchers Often Get Wrong

Population broadening can look simpler than it is

Misconception

“The populations are similar, so the evidence should apply”

Similarity needs a substantive basis. Determine which characteristics differ and whether those characteristics could alter the finding. A general impression that two populations are “close enough” is not a methodological justification.

Misconception

“A larger evidence base is automatically stronger”

Adding studies increases quantity, but it may also increase indirectness. A large body of evidence from the wrong population can still provide an uncertain answer for the population you actually care about.

Misconception

“If I include broader populations, I have to pool them together”

No. Inclusion in the same review does not require statistical or conceptual aggregation. Populations can sometimes be grouped separately, examined through subgroup analyses when justified and adequately supported, or treated as indirect supporting evidence.

Misconception

“Demographic differences always make evidence indirect”

Not necessarily. A difference matters when it creates meaningful uncertainty about applicability to the target question. GRADE's concern is the mismatch between the target question and available evidence when that mismatch affects confidence in applying the evidence.

Misconception

“If direct evidence is scarce, any neighboring population is acceptable”

Scarcity does not remove the requirement for relevance. As the evidence moves farther from the target population, the assumptions needed to transfer findings generally become more important. At some point, broadening can make the evidence too indirect to support the intended conclusion.

06 · What This Means for You

Ask whether population differences could change the answer

The most useful decision rule is not “How similar are these populations?” but “Could the ways in which they differ materially change the finding I want to apply?”

A simple decision framework

If the broader population differs only in characteristics unlikely to affect the finding
Broadening may be defensible, provided the rationale is stated clearly.
If a population difference could plausibly modify the effect, association, experience, or baseline risk
Consider separate synthesis, subgrouping where appropriate, or explicitly treating the evidence as indirect.
If several important characteristics differ and transfer requires strong assumptions
Do not present the broader evidence as though it directly answers the target-population question.
If you are broadening only because too few studies remain
Reconsider the change. Evidence scarcity alone does not establish population comparability.

Population is also only one route through which researchers may broaden sparse evidence. Depending on the question, you may instead need to consider whether it is appropriate to broaden the outcomes being considered or include evidence from related conditions, interventions, or contexts. Each decision creates its own assumptions and should be justified separately.

07 · A Quick Checklist

Before including a broader population

Before broadening the population, check:
Define the target population independently of the studies that happen to be available.
Identify exactly how the proposed broader population differs from the target population.
Determine whether those differences could plausibly modify the effect, association, experience, baseline risk, or outcome of interest.
Consider whether biological, developmental, behavioral, social, geographic, or setting differences are relevant to the specific question.
Decide whether broader populations should be combined, synthesized separately, or treated as indirect supporting evidence.
Assess whether broadening creates important population indirectness when judging certainty or applicability.
Document and justify any post-protocol change to population eligibility criteria.
Keep conclusions about the target population proportionate to the amount and directness of evidence actually available for that population.
08 · Frequently Asked Questions

Questions about using evidence from broader populations

How similar do two populations need to be?

There is no universal similarity threshold. Focus on characteristics that could plausibly affect the finding relevant to your question. Differences that matter greatly for one intervention or phenomenon may be largely irrelevant for another.

Can I include adults when my target population is adolescents?

Possibly, but the decision depends on the question. If developmental, biological, behavioral, or contextual differences could affect the finding, adult evidence is indirect for adolescents and should be interpreted accordingly rather than assumed to transfer automatically.

Can studies from different countries be combined?

Sometimes. Geography itself is not necessarily the decisive issue. Consider whether healthcare systems, educational systems, socioeconomic conditions, cultural factors, baseline risks, implementation conditions, or other contextual differences could change the phenomenon or effect being studied.

Should I broaden the age range if only a few studies qualify?

Only if the broader age range remains substantively appropriate for the question. Consider whether age is likely to modify the relevant outcome or effect and whether age groups should be analyzed separately rather than automatically combined.

Does including a broader population change my research question?

It can. If the broader population becomes part of the population to which you intend the main conclusion to apply, you have broadened the scope of the question. If broader-population studies are used only as indirect supporting evidence, the original target question can remain distinct.

Can I broaden the population after registering my protocol?

A justified amendment can be made, but it should be documented transparently. Explain what changed, why the change was necessary, and how it affects synthesis and interpretation rather than silently replacing the original eligibility criteria.

Is population indirectness the same as poor study quality?

No. A study can be rigorously conducted yet provide indirect evidence for your question because its participants differ importantly from the target population. Risk of bias within a study and indirectness of the evidence address different concerns.

09 · The Bottom Line

Broaden populations based on transferability, not study count

The Bottom Line

When direct evidence is scarce, broaden the population only when you can defend why findings from the additional population should meaningfully inform the population you actually care about.

More studies can make the evidence base larger without making it more direct. Identify the population differences that could change the answer, preserve important distinctions during synthesis, and communicate any remaining indirectness when drawing conclusions.

10 · Sources and Further Reading

Sources and further reading

11 · Cite this Guide

How to Cite This Guide

This guide is intended to be read, shared, and used in research, teaching, and academic work. If you draw on its ideas, explanations, or other content, please acknowledge the source by citing the guide. Doing so gives appropriate credit and helps your readers locate the original resource.

Has the Field Guide helped your research?

If a guide helped clarify a question, inform a research decision, or move your work forward, I would love to hear about your experience. Your story may also help other researchers discover the Field Guide.

Share Your Experience
Takes only a few minutes