Manuel B. Garcia

Manuel B. Garcia serves as the Senior Director for Educational Technology and Digital Learning at FEU Institute of Technology, Manila, Philippines. Read More

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Were All Recruited Participants Included in the Analysis?

Recruitment does not guarantee inclusion in the final analysis. Trace who disappeared between enrollment and analysis, why they were absent, and what that means for the result.

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Were All Participants Analyzed? Guide 317 of 899
01 · The Question

What happened to everyone who entered the study?

A study recruits 800 participants but reports its primary result using 653. Where did the other 147 go?

Some may never provide the outcome. Others may withdraw, become lost to follow-up, violate eligibility criteria, discontinue treatment, lack required covariates, or be deliberately excluded from an analysis. These situations are not interchangeable. To interpret the evidence, trace participants from recruitment or allocation through follow-up and into the specific analysis that produced the result.

02 · The Short Answer

Compare recruitment with the analysis-specific population

In Brief

Do not assume that everyone recruited or randomized was included in the analysis. Compare the number entering the study with the number contributing to each important analysis, identify who was missing or excluded and why, and determine how the analysis handled those participants and their data.

In randomized trials, preserving randomized groups in the analysis is particularly important, but missing outcomes can still prevent a strict intention-to-treat analysis. In observational studies, attrition, missing variables, and analysis-specific exclusions can likewise change the population represented by an estimate.

03 · What You Need to Know

Trace participants from entry to the final estimate

Recruitment is only the beginning of participant flow

A headline sample size tells you how many people entered some stage of the research. It does not necessarily tell you how many contributed to the result you are interpreting.

STROBE recommends that observational studies report participant numbers at relevant stages, including those potentially eligible, examined for eligibility, confirmed eligible, included, completing follow-up, and analyzed. It also recommends giving reasons for non-participation and considering a flow diagram.

CONSORT 2025 similarly emphasizes documenting participant flow in randomized trials, including allocation, receipt of intervention, follow-up, and analysis.

Do not collapse all participant losses into “dropout”

Several different processes can reduce the number of participants contributing to an analysis.

What happened? Why the distinction matters
Ineligible after screening The person may never have formally entered the study population.
Withdrew from intervention Stopping treatment does not necessarily mean the participant should disappear from follow-up or analysis.
Lost to follow-up The required outcome may no longer be observed.
Missing particular variable The participant may enter some analyses but not others.
Protocol deviation Whether exclusion is appropriate depends on the analysis and question being estimated.
Investigator exclusion The reason, timing, and prespecification of the exclusion require scrutiny.
No outcome event This normally does not mean exclusion; it may simply be an observed non-event depending on the design.

CONSORT explicitly distinguishes losses to follow-up from investigator-determined exclusions such as ineligibility, treatment withdrawal, and poor adherence because their implications differ.

In randomized trials, understand what intention-to-treat means

The intention-to-treat principle is central to randomized trials. In its strict form, participants are analyzed in the groups to which they were randomized, regardless of subsequent adherence or deviations from the assigned intervention.

CONSORT 2025 explains that preserving randomization involves including all randomized participants and retaining them in their assigned groups. It also acknowledges an important practical difficulty: if outcomes are missing, including every randomized participant in a strict intention-to-treat analysis may require analytical handling of those missing outcomes.

Randomized population Everyone who underwent random allocation.
Analysis population The participants whose observed or analytically handled data contribute to a particular analysis.

The two may coincide, but you should verify that rather than assume it.

“Intention-to-treat” on the page does not settle the question

Authors sometimes use labels such as “intention-to-treat,” “modified intention-to-treat,” “per protocol,” “complete case,” or “safety population.” Those labels can conceal substantially different inclusion rules.

CONSORT 2025 recommends defining who is included in each analysis and in which group rather than relying on vague labels such as modified intention-to-treat or per protocol. For example, a so-called modified intention-to-treat analysis might exclude randomized participants who never received treatment, lacked a post-baseline measurement, or failed another criterion.

Ask for the rule, not merely the name.

Withdrawal from treatment is not the same as withdrawal from the study

A participant may stop taking a medication, attending sessions, using an educational platform, or following an assigned program while still providing outcome measurements.

This distinction matters because excluding participants solely because they did not adhere can undermine the randomized comparison and shift the question toward outcomes among adherent participants. Depending on the estimand and analytical strategy, continued outcome collection after treatment discontinuation may remain highly relevant.

Modern trial methodology makes this point more explicit through the estimand framework. ICH E9(R1) treats events occurring after treatment initiation, such as treatment discontinuation or use of additional therapy, as intercurrent events whose handling should reflect the clinical question being estimated rather than being addressed automatically by deleting participants.

Missing outcomes are especially important

A participant can remain formally enrolled while contributing no measurement for the outcome of interest. If those missing outcomes are simply omitted, the analysis may contain only participants with observed outcome data.

That loss can reduce precision. More importantly, bias can arise if outcome availability is related to prognosis, treatment, exposure, or the outcome itself in ways not adequately addressed by the analysis.

CONSORT 2025 recommends reporting the extent and reasons for missing data and explaining the analytical approach used. It notes that complete- or available-case analyses and imputation or model-based approaches depend on assumptions about the missing-data process.

Missing covariates can also exclude participants

You can have a perfectly observed outcome and still disappear from an adjusted model.

Suppose 900 participants have the primary outcome, but one covariate used in the fully adjusted regression is available for only 760. A complete-case model requiring every covariate may analyze only those 760 participants.

That is why the question is not merely whether participants completed follow-up. You need to inspect what data were actually analyzed.

Attrition matters because the remaining participants may differ

If losses occur entirely independently of variables relevant to the analysis, their main consequence may be reduced information and precision. If participants who remain differ systematically from those who are missing in ways related to the outcome or comparison, interpretation becomes more difficult.

For example, participants experiencing severe adverse effects may be more likely to discontinue follow-up. Students struggling most with an intervention may be more likely to stop completing assessments. In either case, analyzing only those who remain could produce a misleading picture under some missing-data mechanisms.

The existence of attrition does not tell you its direction or magnitude. You need information about how much occurred, why it occurred, whether it differed across groups, and how the analysis addressed it.

Watch Out

Do not use an arbitrary percentage of loss to follow-up as an automatic dividing line between valid and invalid studies. The consequences of missing participants depend on the amount of missingness, its causes, its relationship to outcomes and groups, the analysis used, and the robustness of conclusions to plausible alternative assumptions.

Different outcomes can have different participant counts

A trial may have almost complete data for mortality but substantial missingness for a questionnaire. A cohort may have laboratory measurements for one subgroup and administrative outcomes for nearly everyone.

CONSORT 2025 therefore recommends reporting participant numbers for each primary and secondary outcome and at each relevant time point, rather than implying that one analysis count applies universally.

When you interpret a particular outcome, identify the participants who contributed to that outcome.

Per-protocol analyses answer a different question

A per-protocol analysis generally focuses on participants meeting specified protocol-related criteria, such as sufficient adherence and absence of certain major deviations. It can sometimes address a scientifically relevant question, but it does not preserve the original randomized groups in the same way as an analysis based on randomized assignment.

Simply comparing adherent participants between groups can introduce differences related to why participants adhered. More sophisticated causal methods may be needed for some per-protocol questions.

Therefore, do not ask whether intention-to-treat or per-protocol is universally “better.” Ask which question the analysis is intended to answer and whether its methods support that question.

Exclusions made after seeing the data deserve particular attention

Some exclusions are planned before analysis. Others arise after researchers inspect data, discover unusual observations, encounter protocol problems, or see analytical results.

Post hoc exclusion is not automatically inappropriate, but it can create additional researcher discretion. Determine whether important exclusion rules were prespecified and whether conclusions change when reasonable alternative rules are used.

This connects directly to what was prespecified and what appears to have been decided later.

Participant flow and analysis populations are related but distinct

A flow diagram can tell you how many people were assessed, enrolled, allocated, lost, and analyzed. It may not tell you everything about how the final statistical model treated missing values, repeated observations, protocol deviations, or intercurrent events.

Use participant flow to establish what happened to people. Then use the statistical methods to establish how their data were handled.

04 · A Practical Example

When 500 randomized participants become several different analysis populations

Hypothetical Example

A randomized behavioral intervention

Imagine 500 participants are randomized equally between a behavioral intervention and usual care.

Randomized 250 participants are assigned to each group.
Intervention receipt Twenty-two participants assigned to the intervention never attend a session. Seven participants in usual care begin a similar external program.
Primary outcome observed Outcome measurements are available for 221 intervention participants and 232 usual-care participants.
Primary analysis The researchers analyze participants according to randomized group using the prespecified model and available outcome information.
Per-protocol analysis A secondary analysis includes only participants meeting a predefined adherence criterion and excludes participants with specified major deviations.

The paper therefore contains several relevant populations: 500 randomized participants, 453 participants with observed primary outcomes, and a smaller per-protocol population.

Simply writing “500 participants were analyzed” would be inaccurate if the primary estimate uses only observed outcomes. Equally, reporting only the per-protocol number would hide the randomized population. A careful appraisal preserves each denominator and asks which population corresponds to which result.

05 · What Researchers Often Get Wrong

Common mistakes when tracing participants into the analysis

Misconception

The number recruited is the number analyzed

Participants can be lost or excluded at several stages, and different analyses can use different subsets. Find the denominator for the result you are interpreting.

Misconception

Stopping the assigned treatment means the participant should be removed

Not necessarily. In randomized trials, outcome data after treatment discontinuation may remain relevant to the treatment effect being estimated. The appropriate handling depends on the research question and estimand.

Misconception

Calling an analysis intention-to-treat proves everyone was included

Check the actual inclusion rule. Missing outcomes and exclusions can produce departures from strict intention-to-treat even when the paper uses that label.

Misconception

A small amount of attrition can always be ignored

The implications depend on who is missing and why, not simply on the percentage. Even modest losses may matter if they are strongly related to treatment, exposure, prognosis, or outcome.

Misconception

High attrition automatically invalidates a study

Substantial missingness deserves careful scrutiny, but its effect depends on the missing-data process, analytical method, assumptions, and sensitivity analyses. A percentage alone cannot determine validity.

Misconception

One analysis population applies to the entire paper

Different outcomes, time points, safety analyses, subgroup analyses, and per-protocol analyses may involve different participants. Track the population separately for each important result.

06 · What This Means for You

Make every important result carry its denominator

A useful appraisal habit is to attach an analysis population to every major estimate. Instead of writing “the trial found a difference,” write down how many participants were randomized, how many contributed to the relevant outcome, and how those participants were analyzed.

A simple participant-flow framework

If everyone recruited or randomized appears in the analysis
Verify how missing measurements, if any, were handled before concluding that the analysis truly contains complete information.
If some participants are absent
Identify how many are missing, at what stage they disappeared, and why.
If losses differ between comparison groups
Examine the reasons and whether the missing-data approach plausibly addresses the resulting concern.
If participants were excluded for adherence or protocol deviations
Determine whether this is the primary or an additional analysis and what question that population is intended to address.
If participant numbers vary across outcomes
Use the denominator corresponding to the specific outcome and time point you are interpreting.

The aim is not to demand that every study retain every observation under all circumstances. Real studies encounter missing data, withdrawals, protocol deviations, and incomplete measurements. The important task is to understand what happened and whether the analysis and interpretation remain aligned with the resulting evidence.

07 · A Quick Checklist

Before interpreting the result, account for the participants

Trace participants through the study and check:
Record how many participants were recruited, enrolled, or randomized, as appropriate to the design.
Identify how many contributed data to the specific outcome and analysis you are interpreting.
Find the reasons for loss to follow-up, withdrawal, missing outcomes, exclusions, or other reductions in the analysis population.
Check whether participant losses or reasons for missingness differ between comparison groups.
For randomized trials, determine whether participants were analyzed according to their assigned groups.
Do not rely on labels such as intention-to-treat, modified intention-to-treat, or per protocol without finding their actual inclusion rules.
Determine how missing outcomes and covariates were handled analytically.
Compare participant counts across outcomes and time points rather than assuming one denominator applies throughout the paper.
Check whether consequential exclusions were prespecified or introduced later.
08 · Frequently Asked Questions

Questions about who was included in the analysis

What is intention-to-treat analysis?

In its strict form, intention-to-treat analysis includes all randomized participants and analyzes them in the groups to which they were randomly assigned. Missing outcome data can make strict implementation difficult, so the paper's actual analysis rules and missing-data methods should be examined rather than relying only on the label.

What is modified intention-to-treat analysis?

The term has been used for various departures from strict intention-to-treat, such as requiring receipt of at least some treatment or at least one post-baseline observation. Because definitions vary, CONSORT recommends clearly describing who was included rather than relying on the term alone.

What is a per-protocol analysis?

It generally restricts analysis according to specified protocol-related criteria, often involving adherence or important deviations. Its exact definition should be stated, and its interpretation differs from an analysis preserving randomized assignment among all randomized participants.

Is loss to follow-up the same as treatment discontinuation?

No. A participant can stop the assigned treatment while continuing to provide study outcomes. Loss to follow-up means relevant follow-up information is no longer obtained. Keeping these events separate is important for both participant flow and analysis.

How much loss to follow-up is acceptable?

There is no universal percentage that makes attrition harmless below it and fatal above it. Evaluate the amount, reasons, group differences, relationship to outcomes, missing-data assumptions, and sensitivity analyses together.

Can a participant be included in one analysis but excluded from another?

Yes. Different outcomes, time points, covariates, subgroup definitions, and missing-data patterns can create different analytic populations within the same study.

What if I cannot determine why participants were excluded?

Do not invent an explanation. Record what information is missing from the paper and, when the issue matters materially, check whether a protocol, registry entry, supplement, or related report provides the participant-flow details.

09 · The Bottom Line

Recruitment counts do not tell you who produced the final estimate

The Bottom Line

Compare everyone who entered the study with the participants who contributed to the specific analysis, then identify every important loss, exclusion, missing measurement, and analysis rule that separates those groups.

Participant disappearance is not one uniform problem. Withdrawal, non-adherence, loss to follow-up, missing variables, and analytical exclusion have different implications. Tracing them separately lets you judge what population the result actually represents and whether the analysis remains appropriate for the question being asked.

10 · Sources and Further Reading

Sources and further reading

11 · Cite this Guide

How to Cite This Guide

This guide is intended to be read, shared, and used in research, teaching, and academic work. If you draw on its ideas, explanations, or other content, please acknowledge the source by citing the guide. Doing so gives appropriate credit and helps your readers locate the original resource.

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